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UMB FINANCIAL CORP — Director's Dealing 2021
Feb 23, 2021
30657_dirs_2021-02-23_36f85e7d-1e89-46a8-a60b-14a5b17df6d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-23
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-23 | Common Stock | M | 11363 | $47.68 | Acquired | 209918.6353 | Direct |
| 2021-02-23 | Common Stock | S | 300 | $82.29 | Disposed | 209618.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $81.70 | Disposed | 209518.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $81.68 | Disposed | 209418.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $82.43 | Disposed | 209318.6353 | Direct |
| 2021-02-23 | Common Stock | S | 300 | $82.24 | Disposed | 209018.6353 | Direct |
| 2021-02-23 | Common Stock | S | 300 | $82.39 | Disposed | 208718.6353 | Direct |
| 2021-02-23 | Common Stock | S | 200 | $83.20 | Disposed | 208518.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $83.49 | Disposed | 208418.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $83.22 | Disposed | 208318.6353 | Direct |
| 2021-02-23 | Common Stock | S | 200 | $83.15 | Disposed | 208118.6353 | Direct |
| 2021-02-23 | Common Stock | S | 200 | $84.38 | Disposed | 207918.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $84.44 | Disposed | 207818.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $84.11 | Disposed | 207718.6353 | Direct |
| 2021-02-23 | Common Stock | S | 200 | $84.46 | Disposed | 207518.6353 | Direct |
| 2021-02-23 | Common Stock | S | 140 | $84.60 | Disposed | 207378.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $84.62 | Disposed | 207278.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $83.48 | Disposed | 207178.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $83.75 | Disposed | 207078.6353 | Direct |
| 2021-02-23 | Common Stock | S | 100 | $83.67 | Disposed | 206978.6353 | Direct |
| 2021-02-23 | Common Stock | S | 500 | $83.55 | Disposed | 206478.6353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-23 | Stock Option (Right to Buy) | $47.68 | M | 11363 | Disposed | 2026-02-05 | Common Stock (11363) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2104.9263 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2030436 | Indirect |
Footnotes
F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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