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UMB FINANCIAL CORP — Director's Dealing 2021
Feb 25, 2021
30657_dirs_2021-02-25_1fc61b45-6954-4d09-bf90-d15c3c98b0a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-25
Reporting Person: Johnson Shannon Andresen (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Stock | M | 385 | $45.07 | Acquired | 11487.1657 | Direct |
| 2021-02-25 | Common Stock | M | 461 | $39.97 | Acquired | 11948.1657 | Direct |
| 2021-02-25 | Common Stock | S | 129 | $86.78 | Disposed | 11819.1657 | Direct |
| 2021-02-25 | Common Stock | S | 100 | $86.83 | Disposed | 11719.1657 | Direct |
| 2021-02-25 | Common Stock | S | 607 | $86.8401 | Disposed | 11112.1657 | Direct |
| 2021-02-25 | Common Stock | S | 10 | $86.87 | Disposed | 11102.1657 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-25 | Stock Option (Right to Buy) | $45.07 | M | 385 | Disposed | 2022-01-01 | Common Stock (385) | Direct |
| 2021-02-25 | Stock Option (Right to Buy) | $39.97 | M | 461 | Disposed | 2022-01-01 | Common Stock (461) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 265.8018 | Indirect |
Footnotes
F1: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
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