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UMB FINANCIAL CORP — Director's Dealing 2021
Mar 4, 2021
30657_dirs_2021-03-04_24fd1486-24b8-49ba-bc20-f6ec4056587d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-03-03
Reporting Person: Terry Thomas S (Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Common Stock | M | 2521 | $39.97 | Acquired | 31338.9959 | Direct |
| 2021-03-03 | Common Stock | M | 2217 | $45.58 | Acquired | 33555.9959 | Direct |
| 2021-03-03 | Common Stock | S | 218 | $89.38 | Disposed | 33337.9959 | Direct |
| 2021-03-03 | Common Stock | S | 199 | $89.39 | Disposed | 33138.9959 | Direct |
| 2021-03-03 | Common Stock | S | 103 | $89.42 | Disposed | 33035.9959 | Direct |
| 2021-03-03 | Common Stock | S | 100 | $89.43 | Disposed | 32935.9959 | Direct |
| 2021-03-03 | Common Stock | S | 703 | $89.44 | Disposed | 32232.9959 | Direct |
| 2021-03-03 | Common Stock | S | 600 | $89.45 | Disposed | 31632.9959 | Direct |
| 2021-03-03 | Common Stock | S | 223 | $89.51 | Disposed | 31409.9959 | Direct |
| 2021-03-03 | Common Stock | S | 200 | $89.52 | Disposed | 31209.9959 | Direct |
| 2021-03-03 | Common Stock | S | 289 | $89.53 | Disposed | 30920.9959 | Direct |
| 2021-03-03 | Common Stock | S | 360 | $89.54 | Disposed | 30560.9959 | Direct |
| 2021-03-03 | Common Stock | S | 70 | $89.55 | Disposed | 30490.9959 | Direct |
| 2021-03-03 | Common Stock | S | 12 | $89.56 | Disposed | 30478.9959 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-03 | Stock Option (Right to Buy) | $39.97 | M | 2521 | Disposed | 2022-01-01 | Common Stock (2521) | Direct |
| 2021-03-03 | Stock Option (Right to Buy) | $45.58 | M | 2217 | Disposed | 2023-01-01 | Common Stock (2217) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4615.0757 | Indirect |
Footnotes
F1: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
F2: The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18
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