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UMB FINANCIAL CORP Director's Dealing 2021

Mar 4, 2021

30657_dirs_2021-03-04_24fd1486-24b8-49ba-bc20-f6ec4056587d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-03-03

Reporting Person: Terry Thomas S (Chief Credit Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-03 Common Stock M 2521 $39.97 Acquired 31338.9959 Direct
2021-03-03 Common Stock M 2217 $45.58 Acquired 33555.9959 Direct
2021-03-03 Common Stock S 218 $89.38 Disposed 33337.9959 Direct
2021-03-03 Common Stock S 199 $89.39 Disposed 33138.9959 Direct
2021-03-03 Common Stock S 103 $89.42 Disposed 33035.9959 Direct
2021-03-03 Common Stock S 100 $89.43 Disposed 32935.9959 Direct
2021-03-03 Common Stock S 703 $89.44 Disposed 32232.9959 Direct
2021-03-03 Common Stock S 600 $89.45 Disposed 31632.9959 Direct
2021-03-03 Common Stock S 223 $89.51 Disposed 31409.9959 Direct
2021-03-03 Common Stock S 200 $89.52 Disposed 31209.9959 Direct
2021-03-03 Common Stock S 289 $89.53 Disposed 30920.9959 Direct
2021-03-03 Common Stock S 360 $89.54 Disposed 30560.9959 Direct
2021-03-03 Common Stock S 70 $89.55 Disposed 30490.9959 Direct
2021-03-03 Common Stock S 12 $89.56 Disposed 30478.9959 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-03 Stock Option (Right to Buy) $39.97 M 2521 Disposed 2022-01-01 Common Stock (2521) Direct
2021-03-03 Stock Option (Right to Buy) $45.58 M 2217 Disposed 2023-01-01 Common Stock (2217) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4615.0757 Indirect

Footnotes

F1: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.

F2: The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18