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UMB FINANCIAL CORP — Director's Dealing 2021
Mar 10, 2021
30657_dirs_2021-03-10_abb91f25-8d64-4d8f-9e1d-7ecef1eb3e31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-03-08
Reporting Person: Cornelius James (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | M | 1957 | $75.25 | Acquired | 7962.323 | Direct |
| 2021-03-08 | Common Stock | S | 1957 | $92.8101 | Disposed | 6005.323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Stock Option (Right to Buy) | $75.25 | M | 1957 | Disposed | 2027-02-02 | Common Stock (1957) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 117.5002 | Indirect |
Footnotes
F1: Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.
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