UMB FINANCIAL CORP — Director's Dealing 2021

Mar 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-03-12

Reporting Person: Terry Thomas S (Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-12	Common Stock	M	1784	$57.40	Acquired	32262.9959	Direct
2021-03-12	Common Stock	M	3661	$51.42	Acquired	35923.9959	Direct
2021-03-12	Common Stock	M	2097	$75.25	Acquired	38020.9959	Direct
2021-03-12	Common Stock	M	3244	$47.68	Acquired	41264.9959	Direct
2021-03-12	Common Stock	S	100	$96.36	Disposed	41164.9959	Direct
2021-03-12	Common Stock	S	100	$96.39	Disposed	41064.9959	Direct
2021-03-12	Common Stock	S	100	$96.41	Disposed	40964.9959	Direct
2021-03-12	Common Stock	S	100	$96.42	Disposed	40864.9959	Direct
2021-03-12	Common Stock	S	68	$96.43	Disposed	40796.9959	Direct
2021-03-12	Common Stock	S	201	$96.44	Disposed	40595.9959	Direct
2021-03-12	Common Stock	S	32	$96.45	Disposed	40563.9959	Direct
2021-03-12	Common Stock	S	20	$96.46	Disposed	40543.9959	Direct
2021-03-12	Common Stock	S	129	$96.47	Disposed	40414.9959	Direct
2021-03-12	Common Stock	S	401	$96.48	Disposed	40013.9959	Direct
2021-03-12	Common Stock	S	303	$96.49	Disposed	39710.9959	Direct
2021-03-12	Common Stock	S	793	$96.50	Disposed	38917.9959	Direct
2021-03-12	Common Stock	S	1	$96.505	Disposed	38916.9959	Direct
2021-03-12	Common Stock	S	205	$96.51	Disposed	38711.9959	Direct
2021-03-12	Common Stock	S	2	$96.52	Disposed	38709.9959	Direct
2021-03-12	Common Stock	S	200	$96.53	Disposed	38509.9959	Direct
2021-03-12	Common Stock	S	199	$96.54	Disposed	38310.9959	Direct
2021-03-12	Common Stock	S	101	$96.55	Disposed	38209.9959	Direct
2021-03-12	Common Stock	S	800	$96.56	Disposed	37409.9959	Direct
2021-03-12	Common Stock	S	101	$96.57	Disposed	37308.9959	Direct
2021-03-12	Common Stock	S	100	$96.575	Disposed	37208.9959	Direct
2021-03-12	Common Stock	S	500	$96.58	Disposed	36708.9959	Direct
2021-03-12	Common Stock	S	200	$96.59	Disposed	36508.9959	Direct
2021-03-12	Common Stock	S	406	$96.60	Disposed	36102.9959	Direct
2021-03-12	Common Stock	S	196	$96.61	Disposed	35906.9959	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-12	Stock Option (Right to Buy)	$57.40	M	1784	Disposed	2024-01-01	Common Stock (1784)	Direct
2021-03-12	Stock Option (Right to Buy)	$51.42	M	3661	Disposed	2025-02-11	Common Stock (3661)	Direct
2021-03-12	Stock Option (Right to Buy)	$75.25	M	2097	Disposed	2027-02-02	Common Stock (2097)	Direct
2021-03-12	Stock Option (Right to Buy)	$47.68	M	3244	Disposed	2026-02-05	Common Stock (3244)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4615.0757	Indirect

Footnotes

F1: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019

F2: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020

F3: Options will vest 50% on 2/2/19, 75% on 2/2/20 and 100% on 2/2/21.

F4: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.