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UMB FINANCIAL CORP Director's Dealing 2021

May 13, 2021

30657_dirs_2021-05-13_5dc9bad3-eb18-4cad-9e2c-032f12ab3064.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-05-11

Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-11 Common Stock M 1903 $47.68 Acquired 200470.1153 Direct
2021-05-11 Common Stock S 300 $98.00 Disposed 200170.1153 Direct
2021-05-11 Common Stock S 100 $98.01 Disposed 200070.1153 Direct
2021-05-11 Common Stock S 100 $98.045 Disposed 199970.1153 Direct
2021-05-11 Common Stock S 100 $98.05 Disposed 199870.1153 Direct
2021-05-11 Common Stock S 300 $98.065 Disposed 199570.1153 Direct
2021-05-11 Common Stock S 100 $98.095 Disposed 199470.1153 Direct
2021-05-11 Common Stock S 203 $98.12 Disposed 199267.1153 Direct
2021-05-11 Common Stock S 100 $98.14 Disposed 199167.1153 Direct
2021-05-11 Common Stock S 200 $98.16 Disposed 198967.1153 Direct
2021-05-11 Common Stock S 100 $98.17 Disposed 198867.1153 Direct
2021-05-11 Common Stock S 100 $98.25 Disposed 198767.1153 Direct
2021-05-11 Common Stock S 200 $98.26 Disposed 198567.1153 Direct
2021-05-12 Common Stock M 332 $47.68 Acquired 198899.1153 Direct
2021-05-12 Common Stock S 332 $98.00 Disposed 198567.1153 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-11 Stock Option (Right to Buy) $47.68 M 1903 Disposed 2026-02-05 Common Stock (1903) Direct
2021-05-12 Stock Option (Right to Buy) $47.68 M 332 Disposed 2026-02-05 Common Stock (332) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect
Common Stock 2103.133 Indirect
Common Stock 1000 Indirect
Common Stock 53800 Indirect
Common Stock 12558 Indirect
Common Stock 290397 Indirect
Common Stock 395989 Indirect
Common Stock 2023836 Indirect

Footnotes

F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.