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UMB FINANCIAL CORP — Director's Dealing 2021
May 13, 2021
30657_dirs_2021-05-13_5dc9bad3-eb18-4cad-9e2c-032f12ab3064.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-05-11
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | M | 1903 | $47.68 | Acquired | 200470.1153 | Direct |
| 2021-05-11 | Common Stock | S | 300 | $98.00 | Disposed | 200170.1153 | Direct |
| 2021-05-11 | Common Stock | S | 100 | $98.01 | Disposed | 200070.1153 | Direct |
| 2021-05-11 | Common Stock | S | 100 | $98.045 | Disposed | 199970.1153 | Direct |
| 2021-05-11 | Common Stock | S | 100 | $98.05 | Disposed | 199870.1153 | Direct |
| 2021-05-11 | Common Stock | S | 300 | $98.065 | Disposed | 199570.1153 | Direct |
| 2021-05-11 | Common Stock | S | 100 | $98.095 | Disposed | 199470.1153 | Direct |
| 2021-05-11 | Common Stock | S | 203 | $98.12 | Disposed | 199267.1153 | Direct |
| 2021-05-11 | Common Stock | S | 100 | $98.14 | Disposed | 199167.1153 | Direct |
| 2021-05-11 | Common Stock | S | 200 | $98.16 | Disposed | 198967.1153 | Direct |
| 2021-05-11 | Common Stock | S | 100 | $98.17 | Disposed | 198867.1153 | Direct |
| 2021-05-11 | Common Stock | S | 100 | $98.25 | Disposed | 198767.1153 | Direct |
| 2021-05-11 | Common Stock | S | 200 | $98.26 | Disposed | 198567.1153 | Direct |
| 2021-05-12 | Common Stock | M | 332 | $47.68 | Acquired | 198899.1153 | Direct |
| 2021-05-12 | Common Stock | S | 332 | $98.00 | Disposed | 198567.1153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | Stock Option (Right to Buy) | $47.68 | M | 1903 | Disposed | 2026-02-05 | Common Stock (1903) | Direct |
| 2021-05-12 | Stock Option (Right to Buy) | $47.68 | M | 332 | Disposed | 2026-02-05 | Common Stock (332) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2103.133 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2023836 | Indirect |
Footnotes
F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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