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UMB FINANCIAL CORP — Director's Dealing 2021
May 17, 2021
30657_dirs_2021-05-17_7568e9d2-ac0f-4135-bc11-e54c61eb9c1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-05-14
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-14 | Common Stock | S | 4 | $98.78 | Disposed | 187692.1153 | Direct |
| 2021-05-14 | Common Stock | S | 300 | $98.81 | Disposed | 187392.1153 | Direct |
| 2021-05-14 | Common Stock | M | 11175 | $47.68 | Acquired | 198567.1153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | Stock Option (Right to Buy) | $47.68 | M | 11175 | Disposed | 2026-02-05 | Common Stock (11175) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2103.133 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2023836 | Indirect |
Footnotes
F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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