AI assistant
Sending…
UMB FINANCIAL CORP — Director's Dealing 2021
Nov 3, 2021
30657_dirs_2021-11-03_14b586a2-08b6-4e49-a7cb-bcceafd44c35.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-11-01
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock | M | 25664 | $51.42 | Acquired | 224254.8677 | Direct |
| 2021-11-01 | Common Stock | S | 200 | $100.02 | Disposed | 224054.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.13 | Disposed | 223954.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.21 | Disposed | 223854.8677 | Direct |
| 2021-11-01 | Common Stock | S | 300 | $100.29 | Disposed | 223554.8677 | Direct |
| 2021-11-01 | Common Stock | S | 233 | $100.34 | Disposed | 223321.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.36 | Disposed | 223221.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.40 | Disposed | 223121.8677 | Direct |
| 2021-11-01 | Common Stock | S | 200 | $100.41 | Disposed | 222921.8677 | Direct |
| 2021-11-01 | Common Stock | S | 300 | $100.50 | Disposed | 222621.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.51 | Disposed | 222521.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.53 | Disposed | 222421.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.55 | Disposed | 222321.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.56 | Disposed | 222221.8677 | Direct |
| 2021-11-01 | Common Stock | S | 200 | $100.61 | Disposed | 222021.8677 | Direct |
| 2021-11-01 | Common Stock | S | 200 | $100.63 | Disposed | 221821.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.69 | Disposed | 221721.8677 | Direct |
| 2021-11-01 | Common Stock | S | 200 | $100.72 | Disposed | 221521.8677 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $100.73 | Disposed | 221421.8677 | Direct |
| 2021-11-01 | Common Stock | S | 200 | $100.76 | Disposed | 221221.8677 | Direct |
| 2021-11-01 | Common Stock | S | 80 | $100.77 | Disposed | 221141.8677 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Stock Option (Right to Buy) | $51.42 | M | 25664 | Disposed | 2025-02-11 | Common Stock (25664) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2132.9316 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2010636 | Indirect |
Footnotes
F1: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
F2: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
More from UMB FINANCIAL CORP
Regulatory Filings
2026
Apr 30
Interim / Quarterly Report
2026
Apr 30
Regulatory Filings
2026
Apr 30
Major Shareholding Notification
2026
Apr 29
Regulatory Filings
2026
Apr 28
Regulatory Filings
2026
Apr 3
Major Shareholding Notification
2026
Mar 27
Major Shareholding Notification
2026
Mar 24
Proxy Solicitation & Information Statement
2026
Mar 12
Annual Report
2026
Feb 26