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UMB FINANCIAL CORP — Director's Dealing 2018
Jan 29, 2018
30657_dirs_2018-01-29_5bd0ce8a-ae25-4a33-bd46-0808bf8d6064.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2018-01-22
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-22 | Common Stock | F | 3668 | $74.75 | Disposed | 183476.4193 | Direct |
| 2018-01-26 | Common Stock | M | 11651 | $41.37 | Acquired | 195127.4193 | Direct |
| 2018-01-26 | Common Stock | S | 200 | $77.44 | Disposed | 194927.4193 | Direct |
| 2018-01-26 | Common Stock | S | 266 | $77.11 | Disposed | 194661.4193 | Direct |
| 2018-01-26 | Common Stock | S | 200 | $77.105 | Disposed | 194461.4193 | Direct |
| 2018-01-26 | Common Stock | S | 100 | $77.09 | Disposed | 194361.4193 | Direct |
| 2018-01-26 | Common Stock | S | 600 | $77.08 | Disposed | 193761.4193 | Direct |
| 2018-01-26 | Common Stock | S | 200 | $77.07 | Disposed | 193561.4193 | Direct |
| 2018-01-26 | Common Stock | S | 100 | $77.06 | Disposed | 193461.4193 | Direct |
| 2018-01-26 | Common Stock | S | 300 | $77.05 | Disposed | 193161.4193 | Direct |
| 2018-01-26 | Common Stock | S | 100 | $77.03 | Disposed | 193061.4193 | Direct |
| 2018-01-26 | Common Stock | S | 200 | $77.02 | Disposed | 192861.4193 | Direct |
| 2018-01-26 | Common Stock | S | 100 | $77.01 | Disposed | 192761.4193 | Direct |
| 2018-01-26 | Common Stock | S | 500 | $76.99 | Disposed | 192261.4193 | Direct |
| 2018-01-26 | Common Stock | S | 300 | $76.98 | Disposed | 191961.4193 | Direct |
| 2018-01-26 | Common Stock | S | 100 | $76.97 | Disposed | 191861.4193 | Direct |
| 2018-01-26 | Common Stock | S | 1038 | $76.96 | Disposed | 190823.4193 | Direct |
| 2018-01-26 | Common Stock | S | 300 | $76.95 | Disposed | 190523.4193 | Direct |
| 2018-01-26 | Common Stock | S | 300 | $76.94 | Disposed | 190223.4193 | Direct |
| 2018-01-26 | Common Stock | S | 100 | $76.93 | Disposed | 190123.4193 | Direct |
| 2018-01-26 | Common Stock | S | 447 | $76.92 | Disposed | 189676.4193 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-26 | Stock Option (Right to Buy) | $41.37 | M | 11651 | Disposed | 2019-01-01 | Common Stock (11651) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 1938.8979 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 60800 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2139786 | Indirect |
Footnotes
F1: Reflects shares acquired through the reinvestment of dividends on restricted stock.
F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
F3: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
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