UMB FINANCIAL CORP — Director's Dealing 2018

Sep 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2018-09-12

Reporting Person: Abraham Dana H (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-12	Common Stock	M	2751	$57.40	Acquired	13796.2179	Direct
2018-09-12	Common Stock	M	2097	$51.42	Acquired	15893.2179	Direct
2018-09-12	Common Stock	M	2029	$47.68	Acquired	17922.2179	Direct
2018-09-12	Common Stock	S	200	$73.89	Disposed	17722.2179	Direct
2018-09-12	Common Stock	S	200	$73.915	Disposed	17522.2179	Direct
2018-09-12	Common Stock	S	197	$73.96	Disposed	17325.2179	Direct
2018-09-12	Common Stock	S	3	$73.97	Disposed	17322.2179	Direct
2018-09-12	Common Stock	S	200	$73.98	Disposed	17122.2179	Direct
2018-09-12	Common Stock	S	200	$73.995	Disposed	16922.2179	Direct
2018-09-12	Common Stock	S	300	$74.00	Disposed	16622.2179	Direct
2018-09-12	Common Stock	S	331	$74.01	Disposed	16291.2179	Direct
2018-09-12	Common Stock	S	100	$74.025	Disposed	16191.2179	Direct
2018-09-12	Common Stock	S	238	$74.03	Disposed	15953.2179	Direct
2018-09-12	Common Stock	S	100	$74.035	Disposed	15853.2179	Direct
2018-09-12	Common Stock	S	700	$74.04	Disposed	15153.2179	Direct
2018-09-12	Common Stock	S	100	$74.045	Disposed	15053.2179	Direct
2018-09-12	Common Stock	S	100	$74.05	Disposed	14953.2179	Direct
2018-09-12	Common Stock	S	150	$74.06	Disposed	14803.2179	Direct
2018-09-12	Common Stock	S	300	$74.07	Disposed	14503.2179	Direct
2018-09-12	Common Stock	S	200	$74.08	Disposed	14303.2179	Direct
2018-09-12	Common Stock	S	150	$74.09	Disposed	14153.2179	Direct
2018-09-12	Common Stock	S	708	$74.10	Disposed	13445.2179	Direct
2018-09-12	Common Stock	S	200	$74.11	Disposed	13245.2179	Direct
2018-09-12	Common Stock	S	300	$74.12	Disposed	12945.2179	Direct
2018-09-12	Common Stock	S	484	$74.13	Disposed	12461.2179	Direct
2018-09-12	Common Stock	S	111	$74.14	Disposed	12350.2179	Direct
2018-09-12	Common Stock	S	305	$74.15	Disposed	12045.2179	Direct
2018-09-12	Common Stock	S	300	$74.16	Disposed	11745.2179	Direct
2018-09-12	Common Stock	S	97	$74.18	Disposed	11648.2179	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-12	Stock Option (Right to Buy)	$57.40	M	2751	Disposed	2024-01-01	Common Stock (2751)	Direct
2018-09-12	Stock Option (Right to Buy)	$51.42	M	2097	Disposed	2025-02-11	Common Stock (2097)	Direct
2018-09-12	Stock Option (Right to Buy)	$47.68	M	2029	Disposed	2026-02-05	Common Stock (2029)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	289.4522	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$41.37	2019-01-01	Common Stock (0)	0	Direct
Stock Option (Right to Buy)	$37.84	2020-01-01	Common Stock (0)	0	Direct
Stock Option (Right to Buy)	$41.71	2021-01-01	Common Stock (0)	0	Direct
Stock Option (Right to Buy)	$39.97	2022-01-01	Common Stock (0)	0	Direct
Stock Option (Right to Buy)	$45.58	2023-01-01	Common Stock (0)	0	Direct
Stock Option (Right to Buy)	$75.25	2027-02-02	Common Stock (2446)	2446	Direct

Footnotes

F1: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019.

F2: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020.

F3: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.

F4: Options vested 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014.

F5: Options vested 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015.

F6: Options vested 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2016.

F7: Options vested 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.

F8: Options vested 50% on 1/1/2016, 75% on 1/1/2017 and 100% on 1/1/2018.

F9: Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.