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UMB FINANCIAL CORP — Director's Dealing 2018
Oct 4, 2018
30657_dirs_2018-10-04_7b3f1818-f2e7-4e63-90c8-d9141fec5c0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2018-10-03
Reporting Person: Hagedorn Michael D (President of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-03 | Common Stock | M | 2648 | $45.58 | Acquired | 49439.9536 | Direct |
| 2018-10-03 | Common Stock | M | 3022 | $57.40 | Acquired | 52461.9536 | Direct |
| 2018-10-03 | Common Stock | M | 8054 | $51.42 | Acquired | 60515.9536 | Direct |
| 2018-10-03 | Common Stock | M | 7260 | $47.68 | Acquired | 67775.9536 | Direct |
| 2018-10-03 | Common Stock | S | 200 | $72.40 | Disposed | 67575.9536 | Direct |
| 2018-10-03 | Common Stock | S | 100 | $72.41 | Disposed | 67475.9536 | Direct |
| 2018-10-03 | Common Stock | S | 100 | $72.42 | Disposed | 67375.9536 | Direct |
| 2018-10-03 | Common Stock | S | 200 | $72.43 | Disposed | 67175.9536 | Direct |
| 2018-10-03 | Common Stock | S | 689 | $72.44 | Disposed | 66486.9536 | Direct |
| 2018-10-03 | Common Stock | S | 400 | $72.45 | Disposed | 66086.9536 | Direct |
| 2018-10-03 | Common Stock | S | 300 | $72.46 | Disposed | 65786.9536 | Direct |
| 2018-10-03 | Common Stock | S | 700 | $72.47 | Disposed | 65086.9536 | Direct |
| 2018-10-03 | Common Stock | S | 600 | $72.48 | Disposed | 64486.9536 | Direct |
| 2018-10-03 | Common Stock | S | 500 | $72.49 | Disposed | 63986.9536 | Direct |
| 2018-10-03 | Common Stock | S | 500 | $72.50 | Disposed | 63486.9536 | Direct |
| 2018-10-03 | Common Stock | S | 100 | $72.505 | Disposed | 63386.9536 | Direct |
| 2018-10-03 | Common Stock | S | 100 | $72.51 | Disposed | 63286.9536 | Direct |
| 2018-10-03 | Common Stock | S | 200 | $72.525 | Disposed | 63086.9536 | Direct |
| 2018-10-03 | Common Stock | S | 300 | $72.53 | Disposed | 62786.9536 | Direct |
| 2018-10-03 | Common Stock | S | 300 | $72.54 | Disposed | 62486.9536 | Direct |
| 2018-10-03 | Common Stock | S | 200 | $72.55 | Disposed | 62286.9536 | Direct |
| 2018-10-03 | Common Stock | S | 692 | $72.56 | Disposed | 61594.9536 | Direct |
| 2018-10-03 | Common Stock | S | 1072 | $72.57 | Disposed | 60522.9536 | Direct |
| 2018-10-03 | Common Stock | S | 1000 | $72.58 | Disposed | 59522.9536 | Direct |
| 2018-10-03 | Common Stock | S | 100 | $72.585 | Disposed | 59422.9536 | Direct |
| 2018-10-03 | Common Stock | S | 300 | $72.59 | Disposed | 59122.9536 | Direct |
| 2018-10-03 | Common Stock | S | 200 | $72.60 | Disposed | 58922.9536 | Direct |
| 2018-10-03 | Common Stock | S | 100 | $72.605 | Disposed | 58822.9536 | Direct |
| 2018-10-03 | Common Stock | S | 1095 | $72.61 | Disposed | 57727.9536 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-03 | Stock Option (Right to Buy) | $45.58 | M | 2648 | Disposed | 2023-01-01 | Common Stock (2648) | Direct |
| 2018-10-03 | Stock Option (Right to Buy) | $57.40 | M | 3022 | Disposed | 2024-01-01 | Common Stock (3022) | Direct |
| 2018-10-03 | Stock Option (Right to Buy) | $51.42 | M | 8054 | Disposed | 2025-02-11 | Common Stock (8054) | Direct |
| 2018-10-03 | Stock Option (Right to Buy) | $47.68 | M | 7260 | Disposed | 2026-02-05 | Common Stock (7260) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 290.2006 | Indirect |
Footnotes
F1: Reflects shares acquired through the reinvestment of dividends on restricted stock.
F2: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
F3: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
F4: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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