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UMB FINANCIAL CORP Director's Dealing 2018

Nov 16, 2018

30657_dirs_2018-11-16_f028e353-effb-4952-8273-2f5f48a75b4a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2018-11-15

Reporting Person: Johnson Shannon Andresen (EVP/Chief HR Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-15 Common Stock M 700 $40.93 Acquired 10135.2752 Direct
2018-11-15 Common Stock M 287 $41.37 Acquired 10422.2752 Direct
2018-11-15 Common Stock S 470 $65.337 Disposed 9952.2752 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-15 Stock Option (Right to Buy) $40.93 M 700 Disposed 2018-11-17 Common Stock (700) Direct
2018-11-15 Stock Option (Right to Buy) $41.37 M 287 Disposed 2019-01-01 Common Stock (287) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 222.7715 Indirect