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UMB FINANCIAL CORP Director's Dealing 2018

Nov 19, 2018

30657_dirs_2018-11-19_e117112c-78d0-4734-92c3-db086420b45f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2018-11-16

Reporting Person: Payne Jennifer M (Sr. Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-16 Common Stock M 700 $40.93 Acquired 9337.813 Direct
2018-11-16 Common Stock M 362 $41.37 Acquired 9699.813 Direct
2018-11-16 Common Stock S 539 $64.99 Disposed 9160.813 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-16 Stock Option (Right to Buy) $40.93 M 700 Disposed 2018-11-17 Common Stock (700) Direct
2018-11-16 Stock Option (Right to Buy) $41.37 M 362 Disposed 2019-01-01 Common Stock (362) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 536.9417 Indirect
Common Stock 215.9094 Indirect

Footnotes

F1: Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan

F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.