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UMB FINANCIAL CORP — Director's Dealing 2018
Nov 19, 2018
30657_dirs_2018-11-19_e117112c-78d0-4734-92c3-db086420b45f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2018-11-16
Reporting Person: Payne Jennifer M (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-16 | Common Stock | M | 700 | $40.93 | Acquired | 9337.813 | Direct |
| 2018-11-16 | Common Stock | M | 362 | $41.37 | Acquired | 9699.813 | Direct |
| 2018-11-16 | Common Stock | S | 539 | $64.99 | Disposed | 9160.813 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-16 | Stock Option (Right to Buy) | $40.93 | M | 700 | Disposed | 2018-11-17 | Common Stock (700) | Direct |
| 2018-11-16 | Stock Option (Right to Buy) | $41.37 | M | 362 | Disposed | 2019-01-01 | Common Stock (362) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 536.9417 | Indirect |
| Common Stock | 215.9094 | Indirect |
Footnotes
F1: Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
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