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UMB FINANCIAL CORP — Director's Dealing 2017
Apr 28, 2017
30657_dirs_2017-04-28_c20470c9-3786-4cd3-9b04-f5ac87f7a929.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-04-27
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-27 | Common Stock | M | 16237 | $37.73 | Acquired | 202610.4089 | Direct |
| 2017-04-27 | Common Stock | S | 248 | $75.04 | Disposed | 202362.4089 | Direct |
| 2017-04-27 | Common Stock | S | 648.18 | $75.06 | Disposed | 201714.2289 | Direct |
| 2017-04-27 | Common Stock | S | 774.54 | $75.07 | Disposed | 200939.6889 | Direct |
| 2017-04-27 | Common Stock | S | 510.9 | $75.08 | Disposed | 200428.7889 | Direct |
| 2017-04-27 | Common Stock | S | 688.74 | $75.09 | Disposed | 199740.0489 | Direct |
| 2017-04-27 | Common Stock | S | 1546.74 | $75.10 | Disposed | 198193.3089 | Direct |
| 2017-04-27 | Common Stock | S | 714.48 | $75.11 | Disposed | 197478.8289 | Direct |
| 2017-04-27 | Common Stock | S | 374.4 | $75.12 | Disposed | 197104.4289 | Direct |
| 2017-04-27 | Common Stock | S | 253.5 | $75.13 | Disposed | 196850.9289 | Direct |
| 2017-04-27 | Common Stock | S | 156 | $75.14 | Disposed | 196694.9289 | Direct |
| 2017-04-27 | Common Stock | S | 156 | $75.15 | Disposed | 196538.9289 | Direct |
| 2017-04-27 | Common Stock | S | 78 | $75.16 | Disposed | 196460.9289 | Direct |
| 2017-04-27 | Common Stock | S | 234 | $75.17 | Disposed | 196226.9289 | Direct |
| 2017-04-27 | Common Stock | S | 156 | $75.18 | Disposed | 196070.9289 | Direct |
| 2017-04-27 | Common Stock | S | 78 | $75.19 | Disposed | 195992.9289 | Direct |
| 2017-04-27 | Common Stock | S | 764.4 | $75.20 | Disposed | 195228.5289 | Direct |
| 2017-04-27 | Common Stock | S | 78 | $75.22 | Disposed | 195150.5289 | Direct |
| 2017-04-27 | Common Stock | S | 156 | $75.24 | Disposed | 194994.5289 | Direct |
| 2017-04-27 | Common Stock | S | 78 | $75.25 | Disposed | 194916.5289 | Direct |
| 2017-04-27 | Common Stock | S | 78 | $75.26 | Disposed | 194838.5289 | Direct |
| 2017-04-27 | Common Stock | S | 46.02 | $75.28 | Disposed | 194792.5089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-27 | Stock Option (Right to Buy) | $37.73 | M | 16237 | Disposed | 2018-01-01 | Common Stock (16237) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 1902.068 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 0 | Indirect |
| Common Stock | 60800 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2161386 | Indirect |
Footnotes
F1: Includes shares acquired from dividend reinvestment
F2: Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
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