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UMB FINANCIAL CORP — Director's Dealing 2017
Apr 29, 2017
30657_dirs_2017-04-28_7cfd9f7b-0440-48af-95e1-19f5512ca703.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-04-27
Reporting Person: Brian J Walker (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-27 | Common Stock | M | 893 | $41.71 | Acquired | 8745.8626 | Direct |
| 2017-04-27 | Common Stock | M | 1054 | $39.97 | Acquired | 7852.8626 | Direct |
| 2017-04-27 | Common Stock | M | 1009 | $37.84 | Acquired | 9754.8626 | Direct |
| 2017-04-27 | Common Stock | O | 949 | $41.37 | Acquired | 10703.8626 | Direct |
| 2017-04-27 | Common Stock | S | 37 | $75.03 | Disposed | 10666.8626 | Direct |
| 2017-04-27 | Common Stock | S | 23 | $75.04 | Disposed | 10643.8626 | Direct |
| 2017-04-27 | Common Stock | S | 160 | $75.06 | Disposed | 10483.8626 | Direct |
| 2017-04-27 | Common Stock | S | 218.46 | $75.07 | Disposed | 10265.4026 | Direct |
| 2017-04-27 | Common Stock | S | 139 | $75.08 | Disposed | 10126.4026 | Direct |
| 2017-04-27 | Common Stock | S | 194.26 | $75.09 | Disposed | 9932.1426 | Direct |
| 2017-04-27 | Common Stock | S | 436.26 | $75.10 | Disposed | 9495.8826 | Direct |
| 2017-04-27 | Common Stock | S | 201.52 | $75.11 | Disposed | 9294.3626 | Direct |
| 2017-04-27 | Common Stock | S | 105.6 | $75.12 | Disposed | 9188.7626 | Direct |
| 2017-04-27 | Common Stock | S | 71.5 | $75.13 | Disposed | 9117.2626 | Direct |
| 2017-04-27 | Common Stock | S | 44 | $75.14 | Disposed | 9073.2626 | Direct |
| 2017-04-27 | Common Stock | S | 44 | $75.15 | Disposed | 9029.2626 | Direct |
| 2017-04-27 | Common Stock | S | 22 | $75.16 | Disposed | 9007.2626 | Direct |
| 2017-04-27 | Common Stock | S | 66 | $75.17 | Disposed | 8941.2626 | Direct |
| 2017-04-27 | Common Stock | S | 44 | $75.18 | Disposed | 8897.2626 | Direct |
| 2017-04-27 | Common Stock | S | 22 | $75.19 | Disposed | 8875.2626 | Direct |
| 2017-04-27 | Common Stock | S | 215.6 | $75.20 | Disposed | 8659.6626 | Direct |
| 2017-04-27 | Common Stock | S | 22 | $75.22 | Disposed | 8637.6626 | Direct |
| 2017-04-27 | Common Stock | S | 44 | $75.24 | Disposed | 8593.6626 | Direct |
| 2017-04-27 | Common Stock | S | 22 | $75.25 | Disposed | 8571.6626 | Direct |
| 2017-04-27 | Common Stock | S | 22 | $75.26 | Disposed | 8549.6626 | Direct |
| 2017-04-27 | Common Stock | S | 12.98 | $75.28 | Disposed | 8536.6826 | Direct |
| 2017-04-27 | Common Stock | S | 22 | $75.29 | Disposed | 8514.6826 | Direct |
| 2017-04-27 | Common Stock | S | 44 | $75.30 | Disposed | 8470.6826 | Direct |
| 2017-04-27 | Common Stock | S | 26.4 | $75.31 | Disposed | 8444.2826 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-27 | Stock Option (Right to Buy) | $41.71 | M | 893 | Disposed | 2021-01-01 | Common Stock (893) | Direct |
| 2017-04-27 | Stock Option (Right to Buy) | $39.97 | M | 1054 | Disposed | 2022-01-01 | Common Stock (1054) | Direct |
| 2017-04-27 | Stock Option (Right to Buy) | $37.84 | M | 1009 | Disposed | 2020-01-01 | Common Stock (1009) | Direct |
| 2017-04-27 | Stock Option (Right to Buy) | $41.37 | O | 949 | Disposed | 2019-01-01 | Common Stock (949) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 232.2528 | Indirect |
Footnotes
F1: Reflects shares acquired through the reinvestment of dividends on restricted stock
F2: Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
F3: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
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