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UMB FINANCIAL CORP Director's Dealing 2017

Apr 29, 2017

30657_dirs_2017-04-28_7cfd9f7b-0440-48af-95e1-19f5512ca703.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-04-27

Reporting Person: Brian J Walker (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-27 Common Stock M 893 $41.71 Acquired 8745.8626 Direct
2017-04-27 Common Stock M 1054 $39.97 Acquired 7852.8626 Direct
2017-04-27 Common Stock M 1009 $37.84 Acquired 9754.8626 Direct
2017-04-27 Common Stock O 949 $41.37 Acquired 10703.8626 Direct
2017-04-27 Common Stock S 37 $75.03 Disposed 10666.8626 Direct
2017-04-27 Common Stock S 23 $75.04 Disposed 10643.8626 Direct
2017-04-27 Common Stock S 160 $75.06 Disposed 10483.8626 Direct
2017-04-27 Common Stock S 218.46 $75.07 Disposed 10265.4026 Direct
2017-04-27 Common Stock S 139 $75.08 Disposed 10126.4026 Direct
2017-04-27 Common Stock S 194.26 $75.09 Disposed 9932.1426 Direct
2017-04-27 Common Stock S 436.26 $75.10 Disposed 9495.8826 Direct
2017-04-27 Common Stock S 201.52 $75.11 Disposed 9294.3626 Direct
2017-04-27 Common Stock S 105.6 $75.12 Disposed 9188.7626 Direct
2017-04-27 Common Stock S 71.5 $75.13 Disposed 9117.2626 Direct
2017-04-27 Common Stock S 44 $75.14 Disposed 9073.2626 Direct
2017-04-27 Common Stock S 44 $75.15 Disposed 9029.2626 Direct
2017-04-27 Common Stock S 22 $75.16 Disposed 9007.2626 Direct
2017-04-27 Common Stock S 66 $75.17 Disposed 8941.2626 Direct
2017-04-27 Common Stock S 44 $75.18 Disposed 8897.2626 Direct
2017-04-27 Common Stock S 22 $75.19 Disposed 8875.2626 Direct
2017-04-27 Common Stock S 215.6 $75.20 Disposed 8659.6626 Direct
2017-04-27 Common Stock S 22 $75.22 Disposed 8637.6626 Direct
2017-04-27 Common Stock S 44 $75.24 Disposed 8593.6626 Direct
2017-04-27 Common Stock S 22 $75.25 Disposed 8571.6626 Direct
2017-04-27 Common Stock S 22 $75.26 Disposed 8549.6626 Direct
2017-04-27 Common Stock S 12.98 $75.28 Disposed 8536.6826 Direct
2017-04-27 Common Stock S 22 $75.29 Disposed 8514.6826 Direct
2017-04-27 Common Stock S 44 $75.30 Disposed 8470.6826 Direct
2017-04-27 Common Stock S 26.4 $75.31 Disposed 8444.2826 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-27 Stock Option (Right to Buy) $41.71 M 893 Disposed 2021-01-01 Common Stock (893) Direct
2017-04-27 Stock Option (Right to Buy) $39.97 M 1054 Disposed 2022-01-01 Common Stock (1054) Direct
2017-04-27 Stock Option (Right to Buy) $37.84 M 1009 Disposed 2020-01-01 Common Stock (1009) Direct
2017-04-27 Stock Option (Right to Buy) $41.37 O 949 Disposed 2019-01-01 Common Stock (949) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 232.2528 Indirect

Footnotes

F1: Reflects shares acquired through the reinvestment of dividends on restricted stock

F2: Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015

F3: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014