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UMB FINANCIAL CORP — Director's Dealing 2017
May 2, 2017
30657_dirs_2017-05-01_3ba9fb55-a799-4c33-a08e-1eee46e88e27.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-04-28
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-28 | Common Stock | M | 9498 | $37.73 | Acquired | 195871.4489 | Direct |
| 2017-04-28 | Common Stock | M | 15281 | $37.84 | Acquired | 211152.4489 | Direct |
| 2017-04-28 | Common Stock | S | 200 | $75.21 | Disposed | 210952.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.69 | Disposed | 210852.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $75.195 | Disposed | 210752.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $75.24 | Disposed | 210652.4489 | Direct |
| 2017-04-28 | Common Stock | S | 200 | $75.18 | Disposed | 210452.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $75.00 | Disposed | 210352.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.815 | Disposed | 210252.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.98 | Disposed | 210152.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $75.07 | Disposed | 210052.4489 | Direct |
| 2017-04-28 | Common Stock | S | 200 | $74.97 | Disposed | 209852.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.73 | Disposed | 209752.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.76 | Disposed | 209652.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.71 | Disposed | 209552.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.67 | Disposed | 209452.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.36 | Disposed | 209352.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.35 | Disposed | 209252.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.21 | Disposed | 209152.4489 | Direct |
| 2017-04-28 | Common Stock | S | 200 | $74.43 | Disposed | 208952.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.40 | Disposed | 208852.4489 | Direct |
| 2017-04-28 | Common Stock | S | 100 | $74.26 | Disposed | 208752.4489 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-28 | Stock Option (Right to Buy) | $37.73 | M | 9498 | Disposed | 2018-01-01 | Common Stock (9498) | Direct |
| 2017-04-28 | Stock Option (Right to Buy) | $37.84 | M | 15281 | Disposed | 2020-01-01 | Common Stock (15281) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 1902.068 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 0 | Indirect |
| Common Stock | 60800 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2161386 | Indirect |
Footnotes
F1: Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
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