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UMB FINANCIAL CORP Director's Dealing 2017

May 4, 2017

30657_dirs_2017-05-03_91768be1-e5a4-46d2-a798-38f334e700be.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-05-02

Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-02 Common Stock M 13807 $39.97 Acquired 210680.4489 Direct
2017-05-02 Common Stock M 10500 $41.37 Acquired 196873.4489 Direct
2017-05-02 Common Stock S 200 $73.51 Disposed 210480.4489 Direct
2017-05-02 Common Stock S 100 $73.3925 Disposed 210380.4489 Direct
2017-05-02 Common Stock S 100 $73.325 Disposed 210280.4489 Direct
2017-05-02 Common Stock S 100 $73.26 Disposed 210180.4489 Direct
2017-05-02 Common Stock S 100 $73.35 Disposed 210080.4489 Direct
2017-05-02 Common Stock S 100 $73.36 Disposed 209980.4489 Direct
2017-05-02 Common Stock S 100 $73.18 Disposed 209880.4489 Direct
2017-05-02 Common Stock S 100 $72.895 Disposed 209780.4489 Direct
2017-05-02 Common Stock S 100 $72.89 Disposed 209680.4489 Direct
2017-05-02 Common Stock S 100 $72.92 Disposed 209580.4489 Direct
2017-05-02 Common Stock S 100 $72.83 Disposed 209480.4489 Direct
2017-05-02 Common Stock S 100 $73.16 Disposed 209380.4489 Direct
2017-05-02 Common Stock S 200 $73.17 Disposed 209180.4489 Direct
2017-05-02 Common Stock S 66 $73.23 Disposed 209114.4489 Direct
2017-05-02 Common Stock S 100 $73.21 Disposed 209014.4489 Direct
2017-05-02 Common Stock S 200 $73.00 Disposed 208814.4489 Direct
2017-05-02 Common Stock S 100 $72.79 Disposed 208714.4489 Direct
2017-05-02 Common Stock S 100 $72.91 Disposed 208614.4489 Direct
2017-05-02 Common Stock S 300 $72.87 Disposed 208314.4489 Direct
2017-05-02 Common Stock S 100 $73.04 Disposed 208214.4489 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-02 Stock Option (Right to Buy) $39.97 M 13807 Disposed 2022-01-01 Common Stock (13807) Direct
2017-05-02 Stock Option (Right to Buy) $41.37 M 10500 Disposed 2019-01-01 Common Stock (10500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect
Common Stock 1902.068 Indirect
Common Stock 1000 Indirect
Common Stock 60800 Indirect
Common Stock 290397 Indirect
Common Stock 395989 Indirect
Common Stock 2161386 Indirect

Footnotes

F1: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.

F2: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014