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UMB FINANCIAL CORP — Director's Dealing 2017
May 4, 2017
30657_dirs_2017-05-03_91768be1-e5a4-46d2-a798-38f334e700be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-05-02
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-02 | Common Stock | M | 13807 | $39.97 | Acquired | 210680.4489 | Direct |
| 2017-05-02 | Common Stock | M | 10500 | $41.37 | Acquired | 196873.4489 | Direct |
| 2017-05-02 | Common Stock | S | 200 | $73.51 | Disposed | 210480.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.3925 | Disposed | 210380.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.325 | Disposed | 210280.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.26 | Disposed | 210180.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.35 | Disposed | 210080.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.36 | Disposed | 209980.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.18 | Disposed | 209880.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $72.895 | Disposed | 209780.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $72.89 | Disposed | 209680.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $72.92 | Disposed | 209580.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $72.83 | Disposed | 209480.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.16 | Disposed | 209380.4489 | Direct |
| 2017-05-02 | Common Stock | S | 200 | $73.17 | Disposed | 209180.4489 | Direct |
| 2017-05-02 | Common Stock | S | 66 | $73.23 | Disposed | 209114.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.21 | Disposed | 209014.4489 | Direct |
| 2017-05-02 | Common Stock | S | 200 | $73.00 | Disposed | 208814.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $72.79 | Disposed | 208714.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $72.91 | Disposed | 208614.4489 | Direct |
| 2017-05-02 | Common Stock | S | 300 | $72.87 | Disposed | 208314.4489 | Direct |
| 2017-05-02 | Common Stock | S | 100 | $73.04 | Disposed | 208214.4489 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-02 | Stock Option (Right to Buy) | $39.97 | M | 13807 | Disposed | 2022-01-01 | Common Stock (13807) | Direct |
| 2017-05-02 | Stock Option (Right to Buy) | $41.37 | M | 10500 | Disposed | 2019-01-01 | Common Stock (10500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 1902.068 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 60800 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2161386 | Indirect |
Footnotes
F1: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
F2: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
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