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UMB FINANCIAL CORP — Director's Dealing 2017
May 5, 2017
30657_dirs_2017-05-04_3425ebf3-8470-44ba-9d2c-86ed39dc5816.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-05-04
Reporting Person: Hagedorn Michael D (President of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-04 | Common Stock | M | 1700 | $41.71 | Acquired | 61034.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.12 | Disposed | 60934.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.20 | Disposed | 60834.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.29 | Disposed | 60734.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.25 | Disposed | 60634.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.09 | Disposed | 60534.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.34 | Disposed | 60434.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.39 | Disposed | 60334.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.26 | Disposed | 60234.6902 | Direct |
| 2017-05-04 | Common Stock | S | 200 | $74.17 | Disposed | 60034.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.35 | Disposed | 59934.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.205 | Disposed | 59834.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.03 | Disposed | 59734.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.05 | Disposed | 59634.6902 | Direct |
| 2017-05-04 | Common Stock | S | 100 | $74.00 | Disposed | 59534.6902 | Direct |
| 2017-05-04 | Common Stock | S | 200 | $74.01 | Disposed | 59334.6902 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-04 | Stock Option (Right to Buy) | $41.71 | M | 1700 | Disposed | 2021-01-01 | Common Stock (1700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 260.2541 | Indirect |
Footnotes
F1: Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
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