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UMB FINANCIAL CORP — Director's Dealing 2017
Aug 15, 2017
30657_dirs_2017-08-15_d14defa0-54d2-4dc5-b1e0-71adc92325bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2017-08-14
Reporting Person: Pauls John (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-14 | Common Stock | M | 1100 | $38.54 | Acquired | 5170.054 | Direct |
| 2017-08-14 | Common Stock | F | 615 | $68.985 | Disposed | 4555.054 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-14 | Stock Option (Right to Buy) | $38.54 | M | 1100 | Disposed | 2017-12-20 | Common Stock (1100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 741.3125 | Indirect |
Footnotes
F1: Reflects shares acquired through the reinvestment of dividends on restricted stock.
F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
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