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UMB FINANCIAL CORP — Director's Dealing 2015
May 22, 2015
30657_dirs_2015-05-21_8ccdd9ac-83e8-4359-bb04-9b36a1d162b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2015-05-19
Reporting Person: Iseman Andrew J (CEO of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-19 | Common Stock | M | 1686 | $41.71 | Acquired | 25101.6728 | Direct |
| 2015-05-19 | Common Stock | M | 3332 | $45.07 | Acquired | 28433.6728 | Direct |
| 2015-05-19 | Common Stock | S | 4538 | $53.10 | Disposed | 23895.6728 | Direct |
| 2015-05-19 | Common Stock | S | 300 | $53.105 | Disposed | 23595.6728 | Direct |
| 2015-05-19 | Common Stock | S | 430 | $53.11 | Disposed | 23165.6728 | Direct |
| 2015-05-19 | Common Stock | S | 200 | $53.12 | Disposed | 22965.6728 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-19 | Stock Option (Right to Buy) | $41.71 | M | 1686 | Disposed | 2021-01-01 | Common Stock (1686) | Direct |
| 2015-05-19 | Stock Option (Right to Buy) | $45.07 | M | 3332 | Disposed | 2022-01-01 | Common Stock (3332) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 67.8061 | Indirect |
Footnotes
F1: Includes shares acquired through the reinvestment of dividends through the Company's dividend reinvestment plan.
F2: Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
F3: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
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