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UMB FINANCIAL CORP — Director's Dealing 2015
Jun 11, 2015
30657_dirs_2015-06-11_631d81fb-a031-495f-bd6b-ca147ff7efc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2015-06-10
Reporting Person: Fischer Anthony J (President UMB Fund Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-10 | Common Stock | M | 92 | $39.97 | Acquired | 3899.9151 | Direct |
| 2015-06-10 | Common Stock | M | 105 | $41.71 | Acquired | 4004.9151 | Direct |
| 2015-06-10 | Common Stock | M | 150 | $37.84 | Acquired | 4154.9151 | Direct |
| 2015-06-10 | Common Stock | M | 143 | $41.37 | Acquired | 4297.9151 | Direct |
| 2015-06-10 | Common Stock | S | 567 | $57.00 | Disposed | 3730.9151 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-10 | Stock Option (Right to Buy) | $39.97 | M | 92 | Disposed | 2022-01-01 | Common Stock (92) | Direct |
| 2015-06-10 | Stock Option (Right to Buy) | $41.71 | M | 105 | Disposed | 2021-02-18 | Common Stock (105) | Direct |
| 2015-06-10 | Stock Option (Right to Buy) | $37.84 | M | 150 | Disposed | 2020-01-01 | Common Stock (150) | Direct |
| 2015-06-10 | Stock Option (Right to Buy) | $41.37 | M | 143 | Disposed | 2019-01-01 | Common Stock (143) | Direct |
Footnotes
F1: Reflects shares acquired through the reinvestment of dividends on restricted stock
F2: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
F3: Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
F4: Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
F5: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
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