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UMB FINANCIAL CORP — Director's Dealing 2015
Dec 3, 2015
30657_dirs_2015-12-03_21317797-18f6-4fd2-8023-a06dcbe1c8ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2015-12-01
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-01 | Common Stock | M | 14774 | $34.84 | Acquired | 144183.6852 | Direct |
| 2015-12-01 | Common Stock | F | 12110 | $53.005 | Disposed | 132073.6852 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | Stock Option (Right to Buy) | $34.84 | M | 14774 | Disposed | 2016-01-01 | Common Stock (14774) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1844.963 | Indirect |
| Common Stock | 12284 | Indirect |
| Common Stock | 60800 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2161386 | Indirect |
Footnotes
F1: Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
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