AI assistant
Sending…
UMB FINANCIAL CORP — Director's Dealing 2014
Mar 14, 2014
30657_dirs_2014-03-14_40565aa1-1339-4c70-b17d-ef7f6e918629.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2014-03-12
Reporting Person: Zader John (EVP and COO of subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-12 | Common Stock | M | 882 | $37.73 | Acquired | 14856.9087 | Direct |
| 2014-03-12 | Common Stock | M | 5135 | $41.37 | Acquired | 19991.9087 | Direct |
| 2014-03-12 | Common Stock | M | 4022 | $37.84 | Acquired | 24013.9087 | Direct |
| 2014-03-12 | Common Stock | M | 2473 | $41.71 | Acquired | 26486.9087 | Direct |
| 2014-03-12 | Common Stock | S | 476 | $64.00 | Disposed | 26010.9087 | Direct |
| 2014-03-12 | Common Stock | S | 324 | $64.01 | Disposed | 25686.9087 | Direct |
| 2014-03-12 | Common Stock | S | 200 | $64.02 | Disposed | 25486.9087 | Direct |
| 2014-03-12 | Common Stock | S | 1300 | $64.05 | Disposed | 24186.9087 | Direct |
| 2014-03-12 | Common Stock | S | 1100 | $64.10 | Disposed | 23086.9087 | Direct |
| 2014-03-12 | Common Stock | S | 1000 | $64.1001 | Disposed | 22086.9087 | Direct |
| 2014-03-12 | Common Stock | S | 100 | $64.11 | Disposed | 21986.9087 | Direct |
| 2014-03-12 | Common Stock | S | 629 | $64.1201 | Disposed | 21357.9087 | Direct |
| 2014-03-12 | Common Stock | S | 200 | $64.13 | Disposed | 21157.9087 | Direct |
| 2014-03-12 | Common Stock | S | 300 | $64.15 | Disposed | 20857.9087 | Direct |
| 2014-03-12 | Common Stock | S | 400 | $64.25 | Disposed | 20457.9087 | Direct |
| 2014-03-12 | Common Stock | S | 1000 | $64.3001 | Disposed | 19457.9087 | Direct |
| 2014-03-12 | Common Stock | S | 400 | $64.40 | Disposed | 19057.9087 | Direct |
| 2014-03-12 | Common Stock | S | 200 | $64.41 | Disposed | 18857.9087 | Direct |
| 2014-03-12 | Common Stock | S | 600 | $64.42 | Disposed | 18257.9087 | Direct |
| 2014-03-12 | Common Stock | S | 700 | $64.50 | Disposed | 17557.9087 | Direct |
| 2014-03-12 | Common Stock | S | 2000 | $64.5101 | Disposed | 15557.9087 | Direct |
| 2014-03-12 | Common Stock | S | 700 | $64.55 | Disposed | 14857.9087 | Direct |
| 2014-03-12 | Common Stock | S | 583 | $64.56 | Disposed | 14274.9087 | Direct |
| 2014-03-12 | Common Stock | S | 300 | $64.57 | Disposed | 13974.9087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-12 | Stock Option (Right to Buy) | $37.73 | M | 882 | Disposed | 2018-01-01 | Common Stock (882) | Direct |
| 2014-03-12 | Stock Option (Right to Buy) | $41.37 | M | 5135 | Disposed | 2019-01-01 | Common Stock (5135) | Direct |
| 2014-03-12 | Stock Option (Right to Buy) | $37.84 | M | 4022 | Disposed | 2020-01-01 | Common Stock (4022) | Direct |
| 2014-03-12 | Stock Option (Right to Buy) | $41.71 | M | 2473 | Disposed | 2021-01-01 | Common Stock (2473) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 177.9451 | Indirect |
Footnotes
F1: Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
F2: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
F3: Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
More from UMB FINANCIAL CORP
Declaration of Voting Results & Voting Rights Announcements
2026
Apr 30
Interim / Quarterly Report
2026
Apr 30
Regulatory Filings
2026
Apr 30
Major Shareholding Notification
2026
Apr 29
Regulatory Filings
2026
Apr 28
Regulatory Filings
2026
Apr 3
Major Shareholding Notification
2026
Mar 27
Major Shareholding Notification
2026
Mar 24
Proxy Solicitation & Information Statement
2026
Mar 12
Annual Report
2026
Feb 26