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UMB FINANCIAL CORP — Director's Dealing 2014
Mar 12, 2014
30657_dirs_2014-03-12_2194741b-68b8-4f27-8549-6609cb2eedeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2014-03-11
Reporting Person: Iseman Andrew J (CEO of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-11 | Common Stock | M | 3372 | $41.71 | Acquired | 26480.2314 | Direct |
| 2014-03-11 | Common Stock | S | 1838 | $63.75 | Disposed | 24642.2314 | Direct |
| 2014-03-11 | Common Stock | S | 1000 | $63.8001 | Disposed | 23642.2314 | Direct |
| 2014-03-11 | Common Stock | S | 658 | $63.83 | Disposed | 22984.2314 | Direct |
| 2014-03-11 | Common Stock | S | 342 | $63.85 | Disposed | 22642.2314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-11 | Stock Option (Right to Buy) | $41.71 | M | 3372 | Disposed | 2021-01-01 | Common Stock (3372) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36.7804 | Direct |
Footnotes
F1: Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
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