TWIN DISC INC — Director's Dealing 2021

Aug 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2021-08-24

Reporting Person: BATTEN JOHN H (Director, CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-24	Common Stock	A	18476	—	Acquired	286828	Direct
2021-08-24	Common Stock	F	8684	$12.895	Disposed	278144	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2457.2354	Indirect
Common Stock	221156	Indirect
Common Stock	221155	Indirect
Common Stock	45440	Indirect
Common Stock	44960	Indirect
Common Stock	45440	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0	2024-08-04	Common Stock (20952)	20952	Direct

Footnotes

F1: Represents shares of common stock acquired by the Reporting Person upon the vesting of restricted stock units granted pursuant to Rule 16b-3(d) plan.

F2: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

F3: As trustee of Michael E. Batten Marital Trust

F4: As trustee of Michael E. Batten Family Trust

F5: As trustee of Elizabeth Batten Stribney Trust.

F6: As trustee of Timothy Michael Batten Trust.

F7: As trustee of Louise Vernet Batten Grantor Trust.