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Turning Point Brands, Inc. Director's Dealing 2023

May 9, 2023

31776_dirs_2023-05-09_05e3b650-64d5-4ef0-9020-b9a83a61e525.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2023-05-05

Reporting Person: Glazek David Edward (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-05 Common Stock A 40000 $22.25 Acquired 63973 Direct

Footnotes

F1: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. 22,472 RSUs vest 25% on the last day of each calendar quarter of 2023 and 17,528 RSUs will vest 33% on the first, second and third anniversaries of March 31, 2023.

F2: RSUs convert into shares of Common Stock on a 1-for-1 basis.

F3: The total reported in Column 5 includes 40,000 RSUs and 23,973 shares of Common Stock