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Turning Point Brands, Inc. — Director's Dealing 2022
May 3, 2022
31776_dirs_2022-05-03_b971e3aa-9fc1-4c75-8a72-a3eebd091198.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2022-04-29
Reporting Person: Arnold Zimmerman (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-29 | Common Stock | A | 1912 | — | Acquired | 3167 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59857 | Indirect |
Footnotes
F1: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.
F2: The reported transaction involved the reporting person's receipt of a grant of 1,912 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 1,912 awarded restricted stock units and 1,255 restricted stock units previously reported in Table II.