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TRUPANION, INC. — Director's Dealing 2014
Jul 17, 2014
31711_dirs_2014-07-17_468194ea-297a-4de5-99f2-e2b0fbba5854.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TRUPANION INC. (TRUP)
CIK: 0001371285
Period of Report: 2014-07-17
Reporting Person: LEVITAN DAN (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 126231 | Indirect |
| Common Stock | 5356 | Indirect |
| Common Stock | 17307 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (3673730) | Indirect | ||
| Series A Convertible Preferred Stock | $ | Common Stock (155880) | Indirect | ||
| Series A Convertible Preferred Stock | $ | Common Stock (503720) | Indirect | ||
| Series B Convertible Preferred Stock | $ | Common Stock (1210920) | Indirect | ||
| Series B Convertible Preferred Stock | $ | Common Stock (51364) | Indirect | ||
| Series B Convertible Preferred Stock | $ | Common Stock (166032) | Indirect | ||
| Series C Convertible Preferred Stock | $ | Common Stock (545165) | Indirect | ||
| Series C Convertible Preferred Stock | $ | Common Stock (23131) | Indirect | ||
| Series C Convertible Preferred Stock | $ | Common Stock (74750) | Indirect |
Footnotes
F1: The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron General Partner III LLC ("Maveron LLC"), which is the general partner of Maveron Equity Partners III, L.P. ("Maveron Equity"), and may be deemed to share voting and investment power over the securities held by Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron LLC, which is the General Partner of Maveron III Entrepreneurs' Fund L.P. ("Maveron Entrepreneurs"), and may be deemed to share voting and investment power over the securities held by Maveron Entrepreneurs. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron LLC, which is the General Partner of MEP Associates III, L.P. ("MEP"), and may be deemed to share voting and investment power over the securities held by MEP. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: Each share of the issuer's Series A Convertible Preferred Stock will be converted into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.
F5: Each share of the issuer's Series B Convertible Preferred Stock will be converted into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
F6: Each share of the issuer's Series C Convertible Preferred Stock will be converted into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.