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TRUPANION, INC. — Director's Dealing 2014
Jul 23, 2014
31711_dirs_2014-07-23_46b5b8ad-4d27-4b28-9f75-c5c7465ce2bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION INC. (TRUP)
CIK: 0001371285
Period of Report: 2014-07-23
Reporting Person: BEAUMONT PETER R. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-23 | Common Stock | C | 29410 | — | Acquired | 31333 | Direct |
| 2014-07-23 | Common Stock | C | 24033 | — | Acquired | 55366 | Direct |
| 2014-07-23 | Common Stock | C | 66670 | — | Acquired | 169674 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-23 | Series B Convertible Preferred Stock | $ | C | 29410 | Disposed | Common Stock (29410) | Direct | |
| 2014-07-23 | Series C Convertible Preferred Stock | $ | C | 24033 | Disposed | Common Stock (24033) | Direct | |
| 2014-07-23 | Series A Convertible Preferred Stock | $ | C | 66670 | Disposed | Common Stock (66670) | Indirect |
Footnotes
F1: Each share of the issuer's Series B Convertible Preferred Stock converted into 1 share of the issuer's Common Stock on July 23, 2014 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-196814) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
F2: Each share of the issuer's Series C Convertible Preferred Stock converted into 1 share of the issuer's Common Stock on July 23, 2014 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F3: Each share of the issuer's Series A Convertible Preferred Stock converted into 1 share of the issuer's Common Stock on July 23, 2014 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.