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TrueCar, Inc. — Director's Dealing 2019
Apr 6, 2019
33732_dirs_2019-04-05_47f16e44-5ed0-4ce4-be0e-f506062cdd48.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2019-04-01
Reporting Person: Thomas Charles C. (VP, Controller, PFO, PAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40532 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $12.81 | 2024-05-15 | Common Stock (3333) | Direct | |
| Employee Stock Option (Right to Buy) | $12.81 | 2024-05-15 | Common Stock (728) | Direct | |
| Employee Stock Option (Right to Buy) | $20.85 | 2024-10-06 | Common Stock (2000) | Direct | |
| Employee Stock Option (Right to Buy) | $19.29 | 2025-02-03 | Common Stock (1030) | Direct | |
| Employee Stock Option (Right to Buy) | $10.85 | 2026-08-11 | Common Stock (8340) | Direct | |
| Employee Stock Option (Right to Buy) | $18.91 | 2027-06-10 | Common Stock (6048) | Direct | |
| Employee Stock Option (Right to Buy) | $18.91 | 2027-06-10 | Common Stock (22500) | Direct | |
| Employee Stock Option (Right to Buy) | $13.49 | 2028-09-18 | Common Stock (10639) | Direct | |
| Employee Stock Option (Right to Buy) | $6.93 | 2029-03-15 | Common Stock (12096) | Direct |
Footnotes
F1: The reported securities include 29,815 restricted stock units.
F2: Shares subject to the option are fully vested and immediately exercisable.
F3: An option to purchase 822 shares was granted on May 15, 2014. This option was subject to performance vesting. Only 88.5% of the target was achieved. As a result, 94 of the shares underlying the option were canceled. The remaining 728 shares subject to the option are fully vested and immediately exercisable.
F4: Shares subject to the option vest in 48 equal monthly installments beginning on August 11, 2016.
F5: Shares subject to the option vest in 48 equal monthly installments beginning on July 15, 2017.
F6: Shares subject to the option vest 10% on June 15, 2018, 20% on June 15, 2019, 30% on June 15, 2020 and 40% on June 15, 2021.
F7: Shares subject to the option vest in 48 equal monthly installments beginning on September 18, 2018.
F8: Shares subject to the option vest in 48 equal monthly installments beginning on April 15, 2019.