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TrueCar, Inc. — Director's Dealing 2019
Aug 17, 2019
33732_dirs_2019-08-16_7c934cce-497a-407e-93c5-5987b5f00f7f.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2019-07-25
Reporting Person: Smith Simon Edward (EVP, Dealer Sales & Services)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 143309 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.92 | 2023-02-22 | Common Stock (3206) | Direct | |
| Employee Stock Option (Right to Buy) | $7.92 | 2023-05-02 | Common Stock (1069) | Direct | |
| Employee Stock Option (Right to Buy) | $8.88 | 2023-10-22 | Common Stock (5342) | Direct | |
| Employee Stock Option (Right to Buy) | $9.255 | 2024-02-28 | Common Stock (3549) | Direct | |
| Employee Stock Option (Right to Buy) | $12.81 | 2024-05-15 | Common Stock (11480) | Direct | |
| Employee Stock Option (Right to Buy) | $6.03 | 2026-03-14 | Common Stock (8021) | Direct | |
| Employee Stock Option (Right to Buy) | $10.85 | 2026-08-11 | Common Stock (62670) | Direct | |
| Employee Stock Option (Right to Buy) | $18.91 | 2027-06-10 | Common Stock (28368) | Direct | |
| Employee Stock Option (Right to Buy) | $18.91 | 2027-06-10 | Common Stock (45696) | Direct | |
| Employee Stock Option (Right to Buy) | $9.59 | 2028-05-12 | Common Stock (27927) | Direct | |
| Employee Stock Option (Right to Buy) | $6.93 | 2029-03-15 | Common Stock (27216) | Direct | |
| Employee Stock Option (Right to Buy) | $5.45 | 2029-06-08 | Common Stock (165910) | Direct |
Footnotes
F1: The reported securities include 129,692 restricted stock units.
F2: The shares subject to the option are fully vested and immediately exercisable.
F3: An option to purchase 12,971 shares was granted on May 15, 2014. This option was subject to performance vesting. Only 88.5% of the target was achieved. As a result, 1,491 of the shares underlying the option were canceled. The remaining 11,480 shares subject to the option are fully vested and immediately exercisable.
F4: The shares subject to the option vest in 48 equal monthly installments beginning on April 15, 2016. An option to purchase 17,500 shares was granted on March 14, 2016, but has been partially exercised as to 9,479 shares.
F5: The shares subject to the option vest in 48 equal monthly installments beginning on August 11, 2016.
F6: The shares subject to the option vest in 48 equal monthly installments beginning on July 15, 2017.
F7: Ten percent of the shares subject to the option vested on June 15, 2018 and 20% vested on June 15, 2019; 30% of the shares subject to the option will vest on June 15, 2020 and 40% will vest on June 15, 2021.
F8: The shares subject to the option vest in 48 equal monthly installments beginning on May 15, 2018.
F9: The shares subject to the option vest in 48 equal monthly installments beginning on April 15, 2019.
F10: The shares subject to the option vest in 48 equal monthly installments beginning on July 8, 2019.