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TrueCar, Inc. — Director's Dealing 2015
Mar 16, 2015
33732_dirs_2015-03-16_319d483d-6886-49bf-8f6c-896cb13db895.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2015-03-12
Reporting Person: Dietz Steven J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock | A | 6753 | $0.00 | Acquired | 23867 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-12 | Stock Option (right to buy) | $17.28 | A | 15917 | Acquired | 2025-03-12 | Common Stock (15917) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20470 | Indirect |
| Common Stock | 1300 | Indirect |
| Common Stock | 900 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 5138807 | Indirect |
| Common Stock | 1945375 | Indirect |
| Common Stock | 1501260 | Indirect |
| Common Stock | 559248 | Indirect |
| Common Stock | 206202 | Indirect |
| Common Stock | 139397 | Indirect |
| Common Stock | 63152 | Indirect |
| Common stock | 31891 | Indirect |
Footnotes
F1: The reported securities are represented by restricted stock units (RSUs) which were fully vested on the award date. The RSUs were issued to the Reporting Person pursuant to the TrueCar, Inc. 2014 Outside Directors Compensation Program in lieu of annual fees for board and committee membership of $62,500.
F2: Shares held directly by The Dietz Family Trust for which the Reporting Person serves as trustee.
F3: The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: The Reporting Person serves as a member of the investment committee of GRP Management Services, Inc. and Upfront Ventures Management, Inc. and may be deemed to share voting and dispositive power with respect to the shares held by Upfront II, L.P., Upfront III, L.P., Upfront GP II, L.P., Upfront II Investors, L.P., Upfront GP III, L.P., Upfront II Partners, L.P., Upfront III Investors, L.P. and Upfront III Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F5: Shares subject to the option vest in twelve (12) equal monthly installments beginning on April 12, 2015, subject to continued service on the Board on the applicable vesting dates.