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TrueCar, Inc. — Director's Dealing 2014
May 15, 2014
33732_dirs_2014-05-15_30cd12ee-9e15-4c62-9505-f5dc194154b7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2014-05-15
Reporting Person: Nguyen James (EVP, Corp. & Partner Dev/Sec.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 137733 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.4949 | 2017-08-20 | Common Stock (66666) | Direct | |
| Employee Stock Option (right to buy) | $0.8249 | 2019-04-26 | Common Stock (112503) | Direct | |
| Employee Stock Option (right to buy) | $0.3899 | 2018-09-25 | Common Stock (28600) | Direct | |
| Employee Stock Option (right to buy) | $2.1149 | 2020-07-15 | Common Stock (166666) | Direct | |
| Employee Stock Option (right to buy) | $2.8349 | 2021-02-17 | Common Stock (26666) | Direct | |
| Employee Stock Option (right to buy) | $3.5549 | 2021-06-14 | Common Stock (30000) | Direct | |
| Employee Stock Option (right to buy) | $11.5049 | 2022-02-14 | Common Stock (10000) | Direct | |
| Employee Stock Option (right to buy) | $7.9949 | 2022-08-31 | Common Stock (83333) | Direct | |
| Employee Stock Option (right to buy) | $7.9199 | 2023-02-22 | Common Stock (50000) | Direct | |
| Employee Stock Option (right to buy) | $7.9199 | 2023-02-22 | Common Stock (11761) | Direct | |
| Employee Stock Option (right to buy) | $7.9199 | 2023-05-02 | Common Stock (16666) | Direct | |
| Employee Stock Option (right to buy) | $8.8799 | 2023-10-22 | Common Stock (80000) | Direct | |
| Employee Stock Option (right to buy) | $9.2549 | 2024-02-07 | Common Stock (50000) | Direct | |
| Employee Stock Option (right to buy) | $12.8099 | 2024-05-02 | Common Stock (116666) | Direct |
Footnotes
F1: Shares subject to the option are fully vested and immediately exercisable.
F2: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on July 24, 2010.
F3: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 17, 2011.
F4: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 15, 2012.
F5: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 14, 2012.
F6: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on June 30, 2012.
F7: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 22, 2013.
F8: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on June 2, 2013.
F9: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning February 1, 2014.
F10: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning March 7, 2014.
F11: The option is subject to an early exercise provision and is immediately exercisable. One-fourth (1/4th) of the shares subject to the option vest on May 2, 2015 and one forty-eighth (1/48th) of the shares vest monthly thereafter.