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TrueCar, Inc. — Director's Dealing 2014
May 15, 2014
33732_dirs_2014-05-15_29797f36-95fd-46b3-912b-e6192550cb55.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2014-05-15
Reporting Person: Yadigaroglu Ion (Director, Managing memeber of 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8060 | Indirect |
| Common Stock | 7972328 | Indirect |
| Common Stock | 850449 | Indirect |
| Common Stock | 725417 | Indirect |
| Common Stock | 257061 | Indirect |
| Common Stock | 207825 | Indirect |
| Common Stock | 32650 | Indirect |
| Common Stock | 29039 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.2549 | 2024-02-07 | Common Stock (14164) | Direct |
Footnotes
F1: The Reporting Person serves as a managing member of Capricorn Investment Group LLC ("Capricorn Group") and may be deemed to have shared voting and investment control with respect to the shares held by the Capricorn Group, The Skoll Foundation, The Skoll Fund, Capricorn S.A. SICAV - SIF Global Non-Marketable Strategies Sub-Fund, Capricorn AIP - Private Investment Fund I, L.P., HIT Splitter, L.P., Carthage, L.P. and Pacific Sequoia Holdings LLC (collectively, the "Capricorn Entities"). Capricorn Group serves as the investment manager for the Capricorn Entities and may be deemed to have shared voting and investement control over the shares held by the Capricorn Entities.
F2: Capricorn Group is the general partner of Capricorn AIP - Private Investment Fund I, L.P. ("Capricorn AIP"), HIT Splitter, L.P. ("HSLP") and Carthage, L.P. ("Carthage") and has sole voting and investment control over the shares held by Capricorn AIP, HSLP and Carthage. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in securities held by Capricorn Group, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F3: Shares subject to the option shall vest in twelve (12) equal monthly installments beginning on February 1, 2014.