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TrueCar, Inc. — Director's Dealing 2014
May 15, 2014
33732_dirs_2014-05-15_e7f2f8b0-4d32-48d6-8e00-4b15c410ab81.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2014-05-15
Reporting Person: Painter Scott (Director, CEO & Chairman of the Board, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1409332 | Direct |
| Common Stock | 3147 | Indirect |
| Common Stock | 3147 | Indirect |
| Common Stock | 3147 | Indirect |
| Common Stock | 3147 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.5299 | 2017-05-01 | Common Stock (305374) | Direct | |
| Employee Stock Option (right to buy) | $0.4949 | 2017-08-20 | Common Stock (644444) | Direct | |
| Employee Stock Option (right to buy) | $0.8249 | 2019-04-26 | Common Stock (416122) | Direct | |
| Employee Stock Option (right to buy) | $0.8249 | 2019-11-19 | Common Stock (308334) | Direct | |
| Employee Stock Option (right to buy) | $2.1149 | 2020-07-15 | Common Stock (333333) | Direct | |
| Employee Stock Option (right to buy) | $2.1149 | 2020-07-15 | Common Stock (618940) | Direct | |
| Employee Stock Option (right to buy) | $2.8349 | 2021-02-17 | Common Stock (533733) | Direct | |
| Employee Stock Option (right to buy) | $3.5549 | 2021-06-14 | Common Stock (359962) | Direct | |
| Employee Stock Option (right to buy) | $11.5049 | 2022-02-14 | Common Stock (563904) | Direct | |
| Employee Stock Option (right to buy) | $7.9199 | 2023-02-22 | Common Stock (392330) | Direct | |
| Employee Stock Option (right to buy) | $7.9199 | 2023-05-02 | Common Stock (130776) | Direct | |
| Employee Stock Option (right to buy) | $8.8799 | 2023-10-22 | Common Stock (561296) | Direct | |
| Employee Stock Option (right to buy) | $8.8949 | 2024-01-28 | Common Stock (112422) | Direct | |
| Employee Stock Option (right to buy) | $9.2549 | 2024-02-07 | Common Stock (130080) | Direct | |
| Employee Stock Option (right to buy) | $9.2549 | 2024-02-07 | Common Stock (315128) | Direct | |
| Employee Stock Option (right to buy) | $9.2549 | 2024-02-28 | Common Stock (1155000) | Direct | |
| Employee Stock Option (right to buy) | $29.9998 | 2024-04-21 | Common Stock (444444) | Direct | |
| Employee Stock Option (right to buy) | $44.9997 | 2024-04-21 | Common Stock (444444) | Direct | |
| Employee Stock Option (right to buy) | $59.9997 | 2024-04-21 | Common Stock (444444) | Direct | |
| Employee Stock Option (right to buy) | $12.8099 | 2024-05-02 | Common Stock (676996) | Direct |
Footnotes
F1: Shares held directly by the Indy Painter Under the California Uniform Transfers to Minors Act for which the Reporting Person serves as custodian.
F2: Shares held directly by the Luke Painter Under the California Uniform Transfers to Minors Act for which the Reporting Person serves as custodian.
F3: Shares held directly by the Noah Painter Under the California Uniform Transfers to Minors Act for which the Reporting Person serves as custodian.
F4: Shares held directly by the Zoe Painter Under the California Uniform Transfers to Minors Act for which the Reporting Person serves as custodian.
F5: The shares subject to the option are fully vested and immediately exercisable.
F6: An option to purchase 666,666 shares was granted on July 15, 2010 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on July 1, 2010.
F7: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 17, 2011.
F8: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 15, 2012.
F9: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 14, 2012.
F10: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on March 22, 2013.
F11: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning on June 2, 2013.
F12: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning February 1, 2014.
F13: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning February 28, 2014.
F14: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning February 1, 2013.
F15: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning March 7, 2014.
F16: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning March 28, 2014.
F17: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in forty-eight (48) equal monthly installments beginning March 28, 2014.
F18: The option is subject to an early exercise provision and is immediately exercisable. One-fourth (1/4th) of the shares subject to the option vest on May 2, 2015 and one forty-eighth (1/48th) of the shares vest monthly thereafter.