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TrueCar, Inc. — Director's Dealing 2014
Nov 5, 2014
33732_dirs_2014-11-05_7d62520b-a438-4b6d-86ff-ceff2d59bee3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2014-11-03
Reporting Person: Brenner Bernard (EVP, Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Common Stock | M | 76666 | $0.495 | Acquired | 307935 | Direct |
| 2014-11-03 | Common Stock | M | 14600 | $0.825 | Acquired | 322535 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Employee Stock Option (right to buy) | $0.495 | M | 76666 | Disposed | 2018-05-22 | Common Stock (76666) | Direct |
| 2014-11-03 | Employee Stock Option (right to buy) | $0.825 | M | 14600 | Disposed | 2019-04-26 | Common Stock (14600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16666 | Indirect |
| Common Stock | 16666 | Indirect |
Footnotes
F1: Excludes 33,332 shares previously reported as held directly that were mistakenly overstated in the Reporting Person's Form 3 filed on May 15, 2014. The error also appears in the Form 4 filed on May 23, 2014.
F2: Shares directly held by The Allison Brenner 2014 Family Trust for which the Reporting Person serves as trustee.
F3: Shares directly held by The Brenner 2014 Trust for which the Reporting Person serves as trustee.
F4: Shares subject to the option are fully vested and immediately exercisable.
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