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Triumph Financial, Inc. — Director's Dealing 2017
Feb 17, 2017
31953_dirs_2017-02-17_8bbac4ba-94a1-49c5-93d5-efced9107435.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2017-02-15
Reporting Person: Graft Aaron P (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock | J | 105033 | — | Acquired | 408255 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3315 | Indirect |
Footnotes
F1: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the
terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent
proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.
F2: Consists of (i) 397,784 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future vesting requirements.
F3: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.