Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Triumph Financial, Inc. Director's Dealing 2017

Aug 16, 2017

31953_dirs_2017-08-16_391e7b92-0041-4b1c-8a1e-c6a1086f790e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2017-08-14

Reporting Person: Anderson Charles A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-14 Common Stock J 1872 Acquired 162657 Direct
2017-08-14 Common Stock P 2000 $27.66 Acquired 164657 Direct

Footnotes

F1: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the
terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent
proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F2: Consists of (i) 141,662 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

F3: $27.66 represents the weighted average purchase price per share for the 2,000 aggregate amount of shares in the transaction reported on this line. The range of price per share in the reported transaction is $27.50 to $27.70. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: Consists of (i) 141,662 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.