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Triumph Financial, Inc. — Director's Dealing 2017
Nov 15, 2017
31953_dirs_2017-11-15_2088e17d-e098-4dcd-bede-c246d18704bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2017-11-13
Reporting Person: Sparks C Todd (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-13 | Common Stock | J | 28520 | — | Acquired | 272119 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46034 | Direct |
| Common Stock | 8000 | Indirect |
Footnotes
F1: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the
terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent
proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.
F2: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
F3: Consists of (i) 45,539 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements.