Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TRIO-TECH INTERNATIONAL Director's Dealing 2005

Dec 1, 2005

34914_dirs_2005-12-01_d60b4f7b-b45d-413a-9d2c-b4d8e2f1717b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRIO TECH INTERNATIONAL (TRT)
CIK: 0000732026
Period of Report: 2005-11-29

Reporting Person: ZEFF DANIEL (10% Owner)
Reporting Person: Zeff Holding Company, LLC (10% Owner)
Reporting Person: Zeff Capital Partners I, L.P. (10% Owner)
Reporting Person: Spectrum Galaxy Fund Ltd. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2005-11-29 Common Stock P 65 $5.29 Acquired 179865 Indirect
2005-11-29 Common Stock P 195 $5.30 Acquired 180060 Indirect
2005-11-29 Common Stock P 65 $5.35 Acquired 180125 Indirect
2005-11-29 Common Stock P 65 $5.39 Acquired 180190 Indirect
2005-11-29 Common Stock P 130 $5.40 Acquired 180320 Indirect
2005-11-29 Common Stock P 65 $5.49 Acquired 180385 Indirect
2005-11-29 Common Stock P 130 $5.50 Acquired 180515 Indirect
2005-11-29 Common Stock P 65 $5.59 Acquired 180580 Indirect
2005-11-29 Common Stock P 130 $5.60 Acquired 180710 Indirect
2005-11-29 Common Stock P 65 $5.63 Acquired 180775 Indirect
2005-11-29 Common Stock P 195 $5.64 Acquired 180970 Indirect
2005-11-29 Common Stock P 2665 $5.65 Acquired 183635 Indirect
2005-11-29 Common Stock P 1950 $5.70 Acquired 185585 Indirect
2005-11-29 Common Stock P 1300 $5.75 Acquired 186885 Indirect
2005-11-29 Common Stock P 35 $5.29 Acquired 138385 Indirect
2005-11-29 Common Stock P 105 $5.30 Acquired 138490 Indirect
2005-11-29 Common Stock P 35 $5.35 Acquired 138525 Indirect
2005-11-29 Common Stock P 35 $5.39 Acquired 138560 Indirect
2005-11-29 Common Stock P 70 $5.40 Acquired 138630 Indirect
2005-11-29 Common Stock P 35 $5.49 Acquired 138665 Indirect
2005-11-29 Common Stock P 70 $5.50 Acquired 138735 Indirect
2005-11-29 Common Stock P 35 $5.59 Acquired 138770 Indirect
2005-11-29 Common Stock P 70 $5.60 Acquired 138840 Indirect
2005-11-29 Common Stock P 35 $5.63 Acquired 138875 Indirect
2005-11-29 Common Stock P 105 $5.64 Acquired 138980 Indirect
2005-11-29 Common Stock P 1435 $5.65 Acquired 140415 Indirect
2005-11-29 Common Stock P 1050 $5.70 Acquired 141465 Indirect
2005-11-29 Common Stock P 700 $5.75 Acquired 142165 Indirect

Footnotes

F1: This Form 4 is being filed by Daniel Zeff, Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital")
and Zeff Holding Company, LLC ("Holding").

F2: This transaction was effected through Spectrum. Mr. Zeff provides discretionary investment management services to Zeff
Capital Offshore Fund, a class of shares of Spectrum, a company incorporated in the British Virgin Islands. In accordance
with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Spectrum is reported herein. Mr.
Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities,
except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr.
Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Each of Holding and
Capital disclaims beneficial ownership over all shares held by Spectrum.

F3: This transaction was effected through Capital. Mr. Zeff is the sole manager and member of Holding, which in turn serves as
the general partner for Capital. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's
securities held by Capital is reported herein. Each of Mr. Zeff and Holding disclaims, for purposes of Section 16 of the
Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its/his indirect pecuniary
interest therein, and this report shall not be deemed an admission that any of Mr. Zeff or Holding is the beneficial owner
of such securities for purposes of Section 16 or for any other purposes. Spectrum disclaims beneficial ownership over all
shares held through Capital.