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TRINITY INDUSTRIES INC — Director's Dealing 2019
Jan 2, 2019
31577_dirs_2019-01-02_2d61564e-e3d5-4ee7-a965-0c71eb9c879c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRINITY INDUSTRIES INC (NYSE/TRN)
CIK: 0000099780
Period of Report: 2018-12-30
Reporting Person: WALLACE TIMOTHY R (Director, Chairman, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-30 | Common Stock | F | 3541 | $20.43 | Disposed | 2029181 | Direct |
| 2018-12-30 | Common Stock | F | 5902 | $20.43 | Disposed | 2023279 | Direct |
| 2018-12-30 | Common Stock | F | 11805 | $20.43 | Disposed | 2011474 | Direct |
| 2018-12-30 | Common Stock | F | 11805 | $20.43 | Disposed | 1999669 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3878 | Indirect |
Footnotes
F1: On December 30, 2018, the reporting person turned 65 years old and, as a result, met the definition for early retirement on December 30, 2018 with respect 84,000 shares of restricted stock. The personal income tax associated with the lapse of substantial risk of forfeiture with respect to those shares is being satisfied by the reporting person through surrender of restricted shares or mature previously owned shares based on the appropriate federal income and payroll tax rates currently applicable.
F2: On November 1, 2018, the spin-off of Arcosa, Inc. resulted in the reporting person's ownership of 319,083 shares of additional stock.