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Trinity Capital Inc. — Director's Dealing 2024
Sep 19, 2024
32127_dirs_2024-09-18_10be4604-07c2-4385-b4b5-f3d089caf3f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trinity Capital Inc. (TRIN)
CIK: 0001786108
Period of Report: 2024-09-13
Reporting Person: Brown Kyle Steven (Director, CEO, President and CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-13 | Common Stock | F | 18028 | $13.98 | Disposed | 957270 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51819 | Indirect |
| Common Stock | 10825 | Indirect |
Footnotes
F1: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F2: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
F3: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.