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Tri Pointe Homes, Inc. — Director's Dealing 2014
Apr 11, 2014
31362_dirs_2014-04-10_b3d5770b-718f-49bb-b3d8-3e0ada37f3b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2014-04-07
Reporting Person: MITCHELL THOMAS J (President, COO, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-07 | Common Stock | A | 30148 | $0.00 | Acquired | 949079 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-07 | Stock Option (Right to Buy) | $16.17 | A | 51533 | Acquired | 2024-04-07 | Common Stock (51533) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 151629 | Indirect |
| Common Stock | 95254 | Indirect |
Footnotes
F1: Represents a grant of 30,148 restricted stock units. The restricted stock units, which vest ratably over three years, are to be settled for an equal number of shares of common stock upon vesting.
F2: By The Mitchell Family Trust
F3: By BMG Homes, Inc.
F4: The stock options will vest ratably over three years.
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