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Tri Pointe Homes, Inc. Director's Dealing 2014

Apr 11, 2014

31362_dirs_2014-04-10_b3d5770b-718f-49bb-b3d8-3e0ada37f3b2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2014-04-07

Reporting Person: MITCHELL THOMAS J (President, COO, Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-07 Common Stock A 30148 $0.00 Acquired 949079 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-04-07 Stock Option (Right to Buy) $16.17 A 51533 Acquired 2024-04-07 Common Stock (51533) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 151629 Indirect
Common Stock 95254 Indirect

Footnotes

F1: Represents a grant of 30,148 restricted stock units. The restricted stock units, which vest ratably over three years, are to be settled for an equal number of shares of common stock upon vesting.

F2: By The Mitchell Family Trust

F3: By BMG Homes, Inc.

F4: The stock options will vest ratably over three years.