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TRI-CONTINENTAL Corp Director's Dealing 2017

Feb 2, 2017

31803_dirs_2017-02-02_db3ee0f3-7f98-4e67-91f9-cbfec39e2d1a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2017-02-01

Reporting Person: KING DAVID L (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-01 Tri-Continental Corporation Common Stock P 2295 $22.54 Acquired 127295 Direct
2017-02-01 Tri-Continental Corporation Common Stock P 500 $22.56 Acquired 127795 Direct
2017-02-01 Tri-Continental Corporation Common Stock P 2205 $22.58 Acquired 130000 Direct