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TRI-CONTINENTAL Corp Director's Dealing 2017

Feb 7, 2017

31803_dirs_2017-02-07_17ab4536-a538-49ac-a595-8c711dbdfa0b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2017-02-03

Reporting Person: Jin Yan (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-03 Tri-Continental Corporation Common Stock P 1000 $22.625 Acquired 5500 Direct