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TRI-CONTINENTAL Corp Director's Dealing 2017

Mar 14, 2017

31803_dirs_2017-03-14_d9eed9b1-c523-4706-864a-9e9314f53ae1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2017-03-13

Reporting Person: Jin Yan (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-13 Tri-Continental Corporation Common Stock P 2000 $23.22 Acquired 7500 Indirect

Footnotes

F1: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of these securities.