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TRI-CONTINENTAL Corp — Director's Dealing 2017
Mar 14, 2017
31803_dirs_2017-03-14_d9eed9b1-c523-4706-864a-9e9314f53ae1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2017-03-13
Reporting Person: Jin Yan (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-13 | Tri-Continental Corporation Common Stock | P | 2000 | $23.22 | Acquired | 7500 | Indirect |
Footnotes
F1: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of these securities.
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