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TRI-CONTINENTAL Corp — Director's Dealing 2017
Mar 23, 2017
31803_dirs_2017-03-23_f9d01ba9-e963-4787-bdfd-6944b832ccf7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2017-03-22
Reporting Person: KING DAVID L (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 100 | $22.80 | Acquired | 130100 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 100 | $22.79 | Acquired | 130200 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 400 | $22.82 | Acquired | 130600 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 500 | $22.83 | Acquired | 131100 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 200 | $22.845 | Acquired | 131300 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 100 | $22.865 | Acquired | 131400 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 606 | $22.86 | Acquired | 132006 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 1398 | $22.85 | Acquired | 133404 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 1733 | $22.84 | Acquired | 135137 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 882 | $22.87 | Acquired | 136019 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 1672 | $22.88 | Acquired | 137691 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 1175 | $22.90 | Acquired | 138866 | Direct |
| 2017-03-22 | Tri-Continental Corporation Common Stock | P | 1134 | $22.89 | Acquired | 140000 | Direct |
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