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TRI-CONTINENTAL Corp Director's Dealing 2017

Mar 23, 2017

31803_dirs_2017-03-23_f9d01ba9-e963-4787-bdfd-6944b832ccf7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2017-03-22

Reporting Person: KING DAVID L (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-22 Tri-Continental Corporation Common Stock P 100 $22.80 Acquired 130100 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 100 $22.79 Acquired 130200 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 400 $22.82 Acquired 130600 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 500 $22.83 Acquired 131100 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 200 $22.845 Acquired 131300 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 100 $22.865 Acquired 131400 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 606 $22.86 Acquired 132006 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 1398 $22.85 Acquired 133404 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 1733 $22.84 Acquired 135137 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 882 $22.87 Acquired 136019 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 1672 $22.88 Acquired 137691 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 1175 $22.90 Acquired 138866 Direct
2017-03-22 Tri-Continental Corporation Common Stock P 1134 $22.89 Acquired 140000 Direct