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TRI-CONTINENTAL Corp — Director's Dealing 2015
Mar 9, 2015
31803_dirs_2015-03-09_3d95fa42-199a-4fdb-baf2-eb8a8997b566.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2015-03-09
Reporting Person: KING DAVID L (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 200 | $21.77 | Acquired | 115200 | Direct |
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 100 | $21.78 | Acquired | 115300 | Direct |
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 543 | $21.85 | Acquired | 115843 | Direct |
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 205 | $21.86 | Acquired | 116048 | Direct |
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 1300 | $21.87 | Acquired | 117348 | Direct |
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 2100 | $21.88 | Acquired | 119448 | Direct |
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 700 | $21.89 | Acquired | 120148 | Direct |
| 2015-03-09 | Tri-Continental Corporation Common Stock | P | 4852 | $21.90 | Acquired | 125000 | Direct |
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