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TRI-CONTINENTAL Corp — Director's Dealing 2014
Mar 5, 2014
31803_dirs_2014-03-05_44a41487-f3e8-4f1f-8d19-02420d3f6dc8.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2013-12-31
Reporting Person: Condon Brian Matthew (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-28 | Tri-Continental Corporation (TY) | P | 160 | $13.62 | Acquired | 2500 | Direct |
| 2010-12-28 | Tri-Continental Corporation (TY) | P | 340 | $13.639 | Acquired | 2500 | Direct |
| 2010-10-08 | Tri-Continental Corporation (TY) | P | 600 | $12.58 | Acquired | 2500 | Direct |
| 2010-10-08 | Tri-Continental Corporation (TY) | P | 1400 | $12.57 | Acquired | 2500 | Direct |
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