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TRI-CONTINENTAL Corp — Director's Dealing 2012
Jun 20, 2012
31803_dirs_2012-06-20_989e484c-d503-4ccf-bc74-ea49c9e2f36c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2012-06-18
Reporting Person: KING DAVID L (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 2501 | $15.09 | Acquired | 52501 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 500 | $15.10 | Acquired | 53001 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 500 | $15.108 | Acquired | 53501 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 900 | $15.109 | Acquired | 54401 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 3400 | $15.12 | Acquired | 57801 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 1300 | $15.13 | Acquired | 59101 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 4000 | $15.15 | Acquired | 63101 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 3599 | $15.16 | Acquired | 66700 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 1481 | $15.167 | Acquired | 68181 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 700 | $15.17 | Acquired | 68881 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 100 | $15.175 | Acquired | 68981 | Direct |
| 2012-06-18 | Tri-Continental Corporation Common Stock | P | 1019 | $15.18 | Acquired | 70000 | Direct |
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